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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

STEVEN BARTON GILBERT

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:1f51cfd0-d33a-621a-e385-8abc9d8cc55a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 15, 2005
First registration: Nov 23, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2748557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 14, 2025	n/a	yes	ST. PETERSBURG, FL	Current employment
RAYMOND JAMES INVESTMENT MANAGEMENT	Asset manager	Jun 7, 2021	May 2, 2025	no	ST PETERSBURG, FL	Previous registration
EAGLE ASSET MANAGEMENT INC	Mixed wealth	Nov 6, 2008	Apr 1, 2025	no	ST. PETERSBURG, FL	Previous registration
HERITAGE ASSET MANAGEMENT INC	n/a	Jun 1, 2007	Nov 10, 2008	no	ST PETERSBURG, FL	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 23, 2005	Apr 11, 2006	no	ST PETERSBURG, FL\|ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES INVESTMENT MANAGEMENT	RAYMOND JAMES & ASSOCIATES, INC.	May 2, 2025	Apr 14, 2025	-18	Channel change	Other
EAGLE ASSET MANAGEMENT INC	RAYMOND JAMES INVESTMENT MANAGEMENT	Apr 1, 2025	Jun 7, 2021	-1,394	Firm change after gap	Other
HERITAGE ASSET MANAGEMENT INC	EAGLE ASSET MANAGEMENT INC	Nov 10, 2008	Nov 6, 2008	-4	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	HERITAGE ASSET MANAGEMENT INC	Apr 11, 2006	Jun 1, 2007	416	Firm change after gap	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Apr 14, 2025 to presentfactForm ADV
→ RAYMOND JAMES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jun 7, 2021 to May 2, 2025factForm ADV
→ EAGLE ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Nov 6, 2008 to Apr 1, 2025factForm ADV
→ HERITAGE ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Jun 1, 2007 to Nov 10, 2008factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 23, 2005 to Apr 11, 2006factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
Steven Barton Gilbert left Eagle Asset Management Inc for Raymond James Investment Management (registered 2021-06-07)
Form ADVobserved 6 days ago