DFX Intelligence

E•••• L•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

E•••• L•• P•••••

Advisor at L•• F•••••••• L••

MOBILE, AL

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Search this name across graphsid dfx:ria:1f5f834f-898a-de50-5bae-dafb20815cc6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 12, 2025	n/a	yes	MOBILE, AL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 9, 2019	Nov 10, 2025	no	Mobile, AL\|AUSTIN, TX\|Mobile, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Nov 10, 2025	Nov 12, 2025	2	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 12, 2025 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2019 to Nov 10, 2025factForm ADV

Dated events

Occurred
Nov 10, 2025
Advisor changed firm
E•••• L•• P••••• left K••••• A••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-11-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f5f834f-898a-de50-5bae-dafb20815cc6
First observed: Sep 9, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.