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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant27 years in industry

WILLIAM EMERSON HOUCK

Advisor at MODERA WEALTH MANAGEMENT, LLC

WESTWOOD, NJ

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Search this name across graphsid dfx:ria:1f663142-2326-aea8-259f-69f7659baf3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERA WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Sep 24, 1998
First registration: Jan 5, 2005
Dual registered: no
IAPD individual key: 3117914

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERA WEALTH MANAGEMENT, LLC	Independent wealth	Jan 3, 2011	n/a	yes	WESTWOOD, NJ	Current employment
MODERA WEALTH MANAGEMENT	n/a	Apr 18, 2008	Dec 31, 2010	no	WESTWOOD, NJ	Previous registration
MODERA WEALTH MANAGEMENT	n/a	Apr 2, 2008	Apr 18, 2008	no	WESTWOOD, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 25, 2006	Mar 20, 2008	no	WEEHAWKEN, NJ\|WEEHAWKEN, NJ\|WEEHAWKEN, NJ	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jan 5, 2005	Sep 21, 2006	no	MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MODERA WEALTH MANAGEMENT	MODERA WEALTH MANAGEMENT, LLC	Dec 31, 2010	Jan 3, 2011	3	Firm change	Other
UBS FINANCIAL SERVICES INC.	MODERA WEALTH MANAGEMENT	Mar 20, 2008	Apr 2, 2008	13	Firm change	Other
VANGUARD ADVISERS, INC.	UBS FINANCIAL SERVICES INC.	Sep 21, 2006	Sep 25, 2006	4	Firm change	Other

Relationships

Registered with (4)

→ MODERA WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ MODERA WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 18, 2008 to Dec 31, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 25, 2006 to Mar 20, 2008factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Jan 5, 2005 to Sep 21, 2006factForm ADV

Dated events

No dated event names this entity yet.