DFX Intelligence

H••••• N••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

H••••• N••• S••••••

Advisor at S•••••• R••••••••• L••• L••

BASKING RIDGE, NJ

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Search this name across graphsid dfx:ria:1f71cbf8-09f2-06f7-ba6d-52cd23282db0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• R••••••••• L••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• R••••••••• L••• L••	Independent wealth	Mar 12, 2014	n/a	yes	BASKING RIDGE, NJ	Current employment
C•••••• I••••••••• A••••••• S••••••••• L••	Other adviser	Mar 21, 2013	Jul 9, 2014	no	FAIRFIELD, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• S•••••• • S••••••••	C•••••• I••••••••• A••••••• S••••••••• L••	Jul 9, 2014	Mar 21, 2013	-475	Firm change after gap	Other
C•••••• I••••••••• A••••••• S••••••••• L••	S•••••• R••••••••• L••• L••	Jul 9, 2014	Mar 12, 2014

Relationships

Registered with (3)

→ S•••••• R••••••••• L••• L••Registered adviserregistration: current employment
Mar 12, 2014 to presentfactForm ADV
→ B•••••• S•••••• • S••••••••Registered adviserregistration: previous registration
May 8, 2003 to Jul 9, 2014factForm ADV
→ C•••••• I••••••••• A••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 21, 2013 to Jul 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f71cbf8-09f2-06f7-ba6d-52cd23282db0
First observed: May 8, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.