S••• T•••••

Advisor at S•••• W••••• M••••••••• L••

Daytona Beach, FL | MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f72028c-974c-506d-7e73-76e62360c86b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 9, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• W••••• M••••••••• L••	Bd affiliated wealth	Jan 1, 2025	n/a	yes	MCLEAN, VA\|Daytona Beach, FL	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Sep 9, 2022	Sep 19, 2023	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••• W••••• M••••••••• L••	Sep 19, 2023	Jan 1, 2025	470	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Sep 9, 2022 to Sep 19, 2023factForm ADV

Dated events

Occurred
Sep 19, 2023
Advisor changed firm
S••• T••••• left F••••••• P••••••• A•• W•••••••• A••••••• for S•••• W••••• M••••••••• L•• (registered 2025-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f72028c-974c-506d-7e73-76e62360c86b
First observed: Sep 9, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.