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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ALSIS FUNDS, LLC

CRD 166032

MIAMI BEACH, FL

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Search this name across graphsid dfx:ria:1f76dd64-91f9-e22a-fe81-86ac8063313d

Data as of Mar 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 2
Observed: Mar 18, 2013 to Mar 31, 2014
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Alsis Funds, LLC

Private equity manager · shared crd

Independent Sponsorsidentity

Alsis Funds, LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $92.0MItem 5.F on the latest filing (2014-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $92.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 3
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $92.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-77798
CRD: 166032
Filings on the tape: 4
First filed: Mar 18, 2013
Latest filed: Mar 31, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALSIS MEXICO OPPORTUNITIES FUND HOLDINGS, LP	Private Equity Fund	$103M	Mar 7, 2024	2	Nov 13, 2012	reported	n/a
ALSIS LATIN AMERICA FUND, L.P.	Private Equity Fund	$7.0M	Mar 30, 2016	11	Nov 13, 2012	reported	n/a
ALSIS ALAF LLC	Private Equity Fund	$1.2M	May 10, 2023	11	Mar 24, 2017	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALSIS INTERNATIONAL HOLDINGS, LLC	Member	E	yes	10/2007	Mar 18, 2013	Mar 31, 2014
GONZALEZSANFELIU, XAVIER	Member	C	yes	10/2007	Mar 18, 2013	Mar 31, 2014
SANCHEZ-TEMBLEQUE, DAVID	Member	D	yes	10/2007	Mar 18, 2013	Mar 31, 2014
SANCHEZ-TEMBLEQUE, DAVID, LEOPOLDO	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	02/2014	Mar 18, 2013	Mar 31, 2014
MAILMAN, JOSHUA, LAWRENCE	Member	F	no	10/2007	Mar 18, 2013	Mar 31, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALAF GP, S DE R.L. DE C.V.	n/a	n/a	n/a	N	yes	n/a
ALSIS FUNDS, S.C. (MEXICO)	n/a	n/a	n/a	N	yes	n/a
ALSIS LATIN AMERICA FUND GP, LP	n/a	n/a	n/a	N	yes	n/a
ALSIS MEXICO INTERNATIONAL HOLDINGS, LLC	n/a	n/a	n/a	Y	yes	n/a
AMHOF GP, S, DE R.L. CV	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
COL. POLANCO	n/a	Mexico	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$92.0M	$92.0M	9	3	n/a	2	$92.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$92.0M	n/a	n/a	n/a	n/a	9	n/a	n/a	n/a

Relationships

Advises (3)

→ ALSIS MEXICO OPPORTUNITIES FUND HOLDINGS, LPPrivate fundPrivate Equity Fund, ERA
Nov 13, 2012 to presentfactForm ADV
→ ALSIS ALAF LLCPrivate fundPrivate Equity Fund, ERA
Mar 24, 2017 to presentfactForm ADV
→ ALSIS LATIN AMERICA FUND, L.P.Private fundPrivate Equity Fund, ERA
Nov 13, 2012 to presentfactForm ADV

Owns (1)

← MAILMAN, JOSHUA, LAWRENCEOwnerMEMBER, ownership code F, individual
Mar 18, 2013 to presentfactForm ADV

Controls (4)

← GONZALEZSANFELIU, XAVIEROwnerMEMBER, ownership code C, individual
Mar 18, 2013 to presentfactForm ADV
← SANCHEZ-TEMBLEQUE, DAVIDOwnerMEMBER, ownership code D, individual
Mar 18, 2013 to presentfactForm ADV
← SANCHEZ-TEMBLEQUE, DAVID, LEOPOLDOOwnerMANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 18, 2013 to presentfactForm ADV
← ALSIS INTERNATIONAL HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Mar 18, 2013 to presentfactForm ADV

Dated events

Occurred
Mar 18, 2013
First Form ADV filing
Alsis Funds, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f76dd64-91f9-e22a-fe81-86ac8063313d
First observed: Mar 18, 2013
Last observed: Mar 31, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALSIS FUNDS, LLC

CRD 166032

MIAMI BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1f76dd64-91f9-e22a-fe81-86ac8063313d

Data as of Mar 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALSIS MEXICO OPPORTUNITIES FUND HOLDINGS, LP

Private Equity Fund

$103M

Mar 7, 2024

Nov 13, 2012

reported

n/a

ALSIS LATIN AMERICA FUND, L.P.

Private Equity Fund

$7.0M

Mar 30, 2016

Nov 13, 2012

reported

n/a

ALSIS ALAF LLC

Private Equity Fund

$1.2M

May 10, 2023

Mar 24, 2017

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALSIS INTERNATIONAL HOLDINGS, LLC

Member

yes

10/2007

Mar 18, 2013

Mar 31, 2014

GONZALEZSANFELIU, XAVIER

Member

yes

10/2007

Mar 18, 2013

Mar 31, 2014

SANCHEZ-TEMBLEQUE, DAVID

Member

yes

10/2007

Mar 18, 2013

Mar 31, 2014

SANCHEZ-TEMBLEQUE, DAVID, LEOPOLDO

MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER

yes

02/2014

Mar 18, 2013

Mar 31, 2014

MAILMAN, JOSHUA, LAWRENCE

Member

10/2007

Mar 18, 2013

Mar 31, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALAF GP, S DE R.L. DE C.V.

n/a

yes

n/a

ALSIS FUNDS, S.C. (MEXICO)

n/a

yes

n/a

ALSIS LATIN AMERICA FUND GP, LP

n/a

yes

n/a

ALSIS MEXICO INTERNATIONAL HOLDINGS, LLC

n/a

yes

n/a

AMHOF GP, S, DE R.L. CV

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

COL. POLANCO

n/a

Mexico

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$92.0M

n/a

$92.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$92.0M

n/a