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Advisor at CETERA INVESTMENT ADVISERS LLC
PINE RIVER, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | PINE RIVER, MN | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Nov 4, 2013 | Sep 5, 2025 | no | Pine River, MN|Pine River, MN | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Dec 19, 2005 | Dec 31, 2010 | no | ELK RIVER, MN|PILLAGER, MN|EMILY, MN|BREEZY POINT, MN|PINE RIVER, MN|PINE RIVER, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| INVESTMENT CENTERS OF AMERICA, INC. | AVANTAX ADVISORY SERVICES | Dec 31, 2010 | Nov 4, 2013 | 1,039 | Firm change after gap | Other |