DFX Intelligence

P••••• F••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

P••••• F••• M••••••••• L••

CRD 167943

ATLANTA, GA

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Data as of Mar 15, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 1
Observed: Jul 3, 2013 to Mar 15, 2024
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••• F••• M••••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $352M••• Locked
Discretionary RAUM: $352M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••• C•••••• I••••••••• I•• L•	Other Private Fund	$234M	Mar 15, 2024	98	Mar 28, 2019	reported	021-310797
P••••• F••• L•	Hedge Fund	$81.5M	Mar 15, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• • C•• L••	Member	C	yes	01/2012	Feb 20, 2023	Mar 15, 2024
G•••••• S••••••• T•••••	MANAGER & MEMBER	E	yes	11/2005	Jul 3, 2013	Mar 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••• C•••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$352M	$328M	7.3%	$228M	15.6%	6	6	0	0

Relationships

Advises (4)

→ P••••• F••• L•Private fundHedge Fund, IA
Jul 3, 2013 to presentfactForm ADV
→ P••••• C•••••• I••••••••• I••• L•Private fundOther Private Fund, IA
Mar 15, 2024 to presentfactForm ADV
→ P••••• C•••••• I••••••••• I•• L•Private fundOther Private Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ P••••• C•••••• I••••••••• I•• L•

Dated events

Order

Occurred
6 Mar 2025
Left the SEC roster
••• Locked
Form ADV
$352M
Occurred
10 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$107M
Occurred
11 Aug 2021
Control person left
••• Locked
Form ADV
Occurred
28 Mar 2019
Control person joined
••• Locked
Form ADV
Occurred
28 Mar 2019
Control person left
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 3, 2013
Last observed: Mar 15, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.