DFX Intelligence

W•••••• C•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

W•••••• C•••• A•••••

Advisor at T•••••• S••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:1f946e82-f863-b0c4-5d99-4c39a2b76e86

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• S••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 21, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• S••••• A•••••••• L••	State registered	Dec 4, 2014	n/a	yes	LEAGUE CITY, TX\|GALVESTON, TX\|GLAVESTON, TX	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 6, 2013	Dec 17, 2014	no	GALVESTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	T•••••• S••••• A•••••••• L••	Dec 17, 2014	Dec 4, 2014	-13	Firm change	Other
1•• G••••• A••••••• I••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Aug 12, 2013	Sep 6, 2013

Relationships

Registered with (3)

→ T•••••• S••••• A•••••••• L••Registered adviserregistration: current employment
Dec 4, 2014 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2013 to Dec 17, 2014factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Feb 22, 2012 to Aug 12, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1f946e82-f863-b0c4-5d99-4c39a2b76e86
First observed: Feb 22, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.