DFX Intelligence

D••• C•••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D••• C•••••• D•••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Cottonwood Heights, UT

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Search this name across graphsid dfx:ria:1fa23712-fe96-8445-ead6-b07182c6417f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Oct 29, 2020	n/a	yes	Cottonwood Heights, UT	Current employment
M•••••• A•••• M••••••••• L••	Former SEC adviser	May 16, 2019	Oct 29, 2020	no	FARMINGTON, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 29, 2020	Oct 29, 2020	0	Firm change	Other
M•• F•••••••• S•••••••• I•••	M•••••• A•••• M••••••••• L••	Mar 3, 2015	Sep 20, 2018

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 29, 2020 to presentfactForm ADV
→ M•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 16, 2019 to Oct 29, 2020factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2013 to Mar 3, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fa23712-fe96-8445-ead6-b07182c6417f
First observed: Sep 26, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.