DFX Intelligence

C•••••• P••••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••••• P••••••• L••••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

GRAND RAPIDS, MI | Spring Lake, MI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 4, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jun 17, 2024	n/a	yes	Spring Lake, MI\|GRAND RAPIDS, MI	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Apr 28, 2021	Jun 20, 2024	no	SAN RAFAEL, CA\|Spring Lake, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	S•••••• N••••••• • C••••••• I•••••••••	Jun 20, 2024	Jun 17, 2024	-3	Firm change	Other
C••••••• S•••••••••	G••••• R••••••••• P••••••• L••	Apr 28, 2021	Apr 28, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
17079:172011:MI:2021-04-28	Apr 28, 2021	Apr 28, 2021	GRAND RAPIDS, MI	Firm change

Relationships

Registered with (5)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Jun 17, 2024 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Apr 28, 2021 to Jun 20, 2024factForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
Sep 20, 2016 to Apr 28, 2021factForm ADV
→ D• • C• A•••••••• L••

Dated events

Order

Occurred
20 Jun 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2013
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.