DFX Intelligence

D• • C• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

D• • C• A•••••••• L••

CRD 155645

HOLLAND, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 0
Observed: Oct 16, 2018 to Sep 17, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $252M••• Locked
Discretionary RAUM: $216M
Private client RAUM: $211Mderived••• Locked
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $25.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• B••• O•••••••	Certified Financial Planner	HOLLAND, MI	15	30	2	no
M••• A•••• V•••••••	n/a	HOLLAND, MI	15	40

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••• I••••••••• S•••••••• L••	Member	E	yes	10/2010	Oct 16, 2018	Aug 26, 2024
G••••••• G•••••• M••••••	Member	D	yes	10/2010	Oct 16, 2018	Aug 26, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
GRAND HAVEN	Mi	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$252M	$231M	9.1%	$160M	16.3%	11	8	1	1

Relationships

Registered with (11)

← B•••••• J••••• W••••Advisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← J•••• H••••• R•••••••Advisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← J••••••• D•••• C•••••Advisorregistration: current employment
May 28, 2025 to presentfactForm ADV
← S••••• J••• D•••••

Dated events

Order

Occurred
22 Mar 2022
Control person left
••• Locked
Form ADV
Occurred
16 Oct 2018
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 16, 2018
Last observed: Sep 17, 2026 7 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.