DFX Intelligence

R••• A•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

R••• A•••• M••••••

Advisor at G•••••• F•••••••• A••••••••• I•••

GLENMONT, NY

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Search this name across graphsid dfx:ria:1fb0591c-7080-7abd-3db7-b7444a24b07e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 25, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• F•••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 7, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• F•••••••• A••••••••• I•••	Independent wealth	Aug 7, 2023	n/a	yes	GLENMONT, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2022	Aug 15, 2023	no	LATHAM, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G•••••• F•••••••• A••••••••• I•••	Aug 15, 2023	Aug 7, 2023	-8	Firm change	Ibd to RIA
C••• B•••••••• S•••••••• I•••	L•• F•••••••• L••	May 18, 2022	May 18, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:136300:NY:2016-09-21	Sep 21, 2016	Sep 21, 2016	TROY, NY	Firm change

Relationships

Registered with (4)

→ G•••••• F•••••••• A••••••••• I•••Registered adviserregistration: current employment
Aug 7, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 18, 2022 to Aug 15, 2023factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 31, 2019 to May 18, 2022factForm ADV
→ K•• I••••••••• S••••••• L••

Dated events

Occurred
Aug 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fb0591c-7080-7abd-3db7-b7444a24b07e
First observed: Nov 25, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.