DFX Intelligence

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

UNIFIMONEY RIA, INC.

CRD 309001

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fb15486-7cd3-5d54-8c8a-55b8a5069223

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: May 10, 2020 to Mar 30, 2023
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $62,000Item 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $62,000
Private client RAUM: $62,000derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 154
Individual clients: 154
High net worth clients: 0
SEC number: 801-118883
CRD: 309001
Filings on the tape: 7
First filed: May 10, 2020
Latest filed: Mar 30, 2023
Organised: Corporation, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MONTENECOURT, GENE, EDWARD	Cco	Na	yes	03/2022	Mar 30, 2022	Mar 30, 2023
Soppitt, Benjamin, James Joseph	Founder	D	yes	04/2019	May 10, 2020	Mar 30, 2023
Soppitt, Benjamin, James Joseph	FOUNDER/CEO	Na	yes	04/2020	May 10, 2020	Mar 30, 2023
UNFIMONEY, INC.	PARENT COMPANY	E	yes	02/2020	May 10, 2020	Mar 30, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2022	Mar 30, 2023	$62,000	$62,000	2	2	n/a	n/a
2021	Mar 30, 2022	$101,400	$101,400	2	2	n/a	n/a
2020	Mar 24, 2021	n/a	n/a	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$62,000	$101,400	-38.9%	n/a	n/a	2	2	0	0

Relationships

Controls (3)

← MONTENECOURT, GENE, EDWARDOwnerCCO, ownership code NA, individual
Mar 30, 2022 to presentfactForm ADV
← Soppitt, Benjamin, James JosephOwnerFOUNDER, ownership code D, individual
May 10, 2020 to presentfactForm ADV
← UNFIMONEY, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
May 10, 2020 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 30, 2022
Control person joined
Edward Gene Montenecourt (Cco) appeared on Schedule A of Unifimoney Ria, Inc.
Form ADVobserved 4 days ago
Occurred
May 10, 2020
First Form ADV filing
Unifimoney Ria, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Aug 3, 2026
Unifimoney Ria, Inc. no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $62,000)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fb15486-7cd3-5d54-8c8a-55b8a5069223
First observed: May 10, 2020
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNIFIMONEY RIA, INC.

CRD 309001

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1fb15486-7cd3-5d54-8c8a-55b8a5069223

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MONTENECOURT, GENE, EDWARD

Cco

yes

03/2022

Mar 30, 2022

Mar 30, 2023

Soppitt, Benjamin, James Joseph

Founder

yes

04/2019

May 10, 2020

Mar 30, 2023

Soppitt, Benjamin, James Joseph

FOUNDER/CEO

yes

04/2020

May 10, 2020

Mar 30, 2023

UNFIMONEY, INC.

PARENT COMPANY

yes

02/2020

May 10, 2020

Mar 30, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$62,000

n/a

2021

Mar 30, 2022

$101,400

n/a

2020

Mar 24, 2021

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$62,000

$101,400

-38.9%

n/a