DFX Intelligence

S•••• M••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••• M••••• S•••••••

Advisor at R•• A•••••••• L••

Myrtle Beach, SC | VESTAVIA HILLS, AL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 28, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••• L••	Independent wealth	Jun 17, 2026	n/a	yes	VESTAVIA HILLS, AL\|Myrtle Beach, SC	Current employment
D••••• L••	Independent wealth	Jan 30, 2023	Jun 18, 2026	no	Myrtle Beach, SC\|Myrtle Beach, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• L••	R•• A•••••••• L••	Jun 18, 2026	Jun 17, 2026	-1	Firm change	RIA to RIA
I••••••••• A•••••• S••••••••• L••	D••••• L••	Mar 30, 2023	Jan 30, 2023

Relationships

Registered with (5)

→ R•• A•••••••• L••Registered adviserregistration: current employment
Jun 17, 2026 to presentfactForm ADV
→ D••••• L••Registered adviserregistration: previous registration
Jan 30, 2023 to Jun 18, 2026factForm ADV
→ I••••••••• A•••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 29, 2022 to Mar 30, 2023factForm ADV
→ S••

Dated events

Order

Occurred
18 Jun 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
30 Mar 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
2 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 28, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.