DFX Intelligence

V•••• W•• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

V•••• W•• A•••••••

V•••• W•• A•••••••, LLC, CRD 309652

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Search this name across graphsid dfx:ria:1fbda6cd-95e4-f5e2-bde5-bda146660825

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2026 to Jul 20, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $49.7M••• Locked
Discretionary RAUM: $49.7M
Private client RAUM: $36.4Mderived••• Locked
Private client share: 73%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• H••••	n/a	CHARLESTOWN, MA	6	12	5	no
S•••• M•••• Y•••• E••••	n/a	CHARLESTOWN, MA	3	12

Relationships

Registered with (3)

← S•••• M•••• Y•••• E••••Advisorregistration: current employment
Dec 13, 2022 to presentfactForm ADV
← A••••• H••••Advisorregistration: current employment
Aug 28, 2020 to presentfactForm ADV
← R••••• P••••• N•••••Advisorregistration: previous registration
Aug 19, 2021 to Jul 24, 2023factForm ADV

Dated events

Occurred
Jul 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fbda6cd-95e4-f5e2-bde5-bda146660825
First observed: Jul 20, 2026
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.