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Advisor at LPL FINANCIAL LLC
FAIRHOPE, AL | MOBILE, AL | SAN DIEGO, CA | North Mobile, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 12, 2025 | n/a | yes | MOBILE, AL|FAIRHOPE, AL|North Mobile, AL|SAN DIEGO, CA | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 21, 2016 | Nov 10, 2025 | no | MOBILE, AL | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Apr 6, 2001 | Sep 22, 2016 | no | MOBILE, AL|MOBILE, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Nov 10, 2025 | Nov 12, 2025 | 2 | Firm change | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 21, 2016 | -154 | Bulk transfer | Other |