This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

JAMES INVESTMENT RESEARCH INC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 18, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Jun 18, 1992

Dual registered

no

Other names

DIANE ROSE

IAPD individual key

2253979

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1fd5a969-e98d-78de-5880-35e93b479496

First observed

Jun 18, 1992

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.