DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••• P•••••• W•••••• L••
CHAPEL HILL, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• P•••••• W•••••• L•• | Independent wealth | May 21, 2021 | n/a | yes | CHAPEL HILL, NC | Current employment |
| U••••• C•••••• F•••••••• A••••••• | Independent wealth | Apr 3, 2019 | May 21, 2021 | no | CHAPEL HILL, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••••• C•••••• F•••••••• A••••••• | A••••••• P•••••• W•••••• L•• | May 21, 2021 | May 21, 2021 | 0 | Firm change | Ibd to new firm |
| C••••• A•••••• N••••••• L•• | U••••• C•••••• F•••••••• A••••••• | Mar 29, 2019 | Apr 3, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134600:311517:NC:2021-05-11 | May 21, 2021 | May 21, 2021 | CHAPEL HILL, NC | Firm change |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | Jan 14, 2019 | Mar 29, 2019 | no | Cary, NC | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 5, 2017 | Mar 1, 2018 | no | Durham, NC | Previous registration |
| 5 |
| Firm change |
| Ibd to RIA |
| S••••••• F•••••••• S•••••••• I••• | C••••• A•••••• N••••••• L•• | Mar 1, 2018 | Jan 14, 2019 | 319 | Firm change | Other |