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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jun 14, 2019 | n/a | yes | RALEIGH, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 5, 2007 | Jun 18, 2019 | no | RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jun 18, 2019 | Jun 14, 2019 | -4 | Firm change | Wirehouse to ibd |