This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL ADVISED SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

May 15, 2023

First registration

Aug 1, 2023

Dual registered

yes, broker-dealer

Other names

Thomas|Catherine Emily Wanjiru Muturi|Catherine Emily Wanjir Muturi|Catherine Muturi

IAPD individual key

7330867

• Occurred

  Jan 18, 2024
  Advisor changed firm

  Catherine Emily Wanjiru Muturi left Charles Schwab & Co., Inc. for Principal Advised Services (registered 2024-08-14)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1fda0e2a-27d1-9293-52fd-0adb530cca92

First observed

Aug 1, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.