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Advisor at JANNEY MONTGOMERY SCOTT LLC
Florence, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Nov 15, 2019 | n/a | yes | Florence, SC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 27, 2012 | Nov 19, 2019 | no | FLORENCE, SC | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Jun 9, 2003 | Feb 23, 2012 | no | Florence, SC|FLORENCE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | JANNEY MONTGOMERY SCOTT LLC | Nov 19, 2019 | Nov 15, 2019 | -4 | Firm change | Wirehouse to ibd |
| J.J.B. HILLIARD, W.L. LYONS, LLC | WELLS FARGO ADVISORS | Feb 23, 2012 | Feb 27, 2012 | 4 | Firm change | Other |