DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PURPOSEFUL PLANNING
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PURPOSEFUL PLANNING | State registered | Jan 1, 2025 | n/a | yes | LAS VEGAS, NV | Current employment |
| SUREVEST WEALTH MANAGEMENT | Former SEC adviser | Sep 17, 2012 | Apr 5, 2019 | no | LAS VEGAS, NV|LAS VEGAS, NV|PHOENIX, AZ|Las Vegas, NV|Las Vegas, NV | Previous registration |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | May 3, 2011 | Jul 18, 2017 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Dec 8, 2010 | May 4, 2011 | no | LAS VEGAS, NV | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Dec 15, 2008 | Jan 4, 2011 | no | LAS VEGAS, NV | Previous registration |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Sep 7, 2007 | Dec 2, 2008 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUREVEST WEALTH MANAGEMENT | PURPOSEFUL PLANNING | Apr 5, 2019 | Jan 1, 2025 | 2,098 | Firm change after gap | RIA to state RIA |
| CROWN CAPITAL SECURITIES, L.P. | SUREVEST WEALTH MANAGEMENT | Jul 18, 2017 | Sep 17, 2012 | -1,765 | Firm change after gap | Other |
| INVEST FINANCIAL CORPORATION | CROWN CAPITAL SECURITIES, L.P. | May 4, 2011 | May 3, 2011 | -1 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | INVEST FINANCIAL CORPORATION | Jan 4, 2011 | Dec 8, 2010 | -27 | Firm change | Other |
| CENTAURUS FINANCIAL, INC. | NEW ENGLAND SECURITIES CORPORATION | Dec 2, 2008 | Dec 15, 2008 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6312:122369:NV:2017-07-18 | Jul 18, 2017 | Sep 17, 2012 | LAS VEGAS, NV | Firm change after gap |