DFX Intelligence

G••••• L•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

G••••• L•••••• L••••

Advisor at S•••••• C•••••• A••••••• L••

Coral Gables, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:1fe7891c-3720-2953-450e-798c5676e994

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• A••••••• L••	Bd affiliated wealth	Aug 20, 2026	n/a	yes	Coral Gables, FL\|NEW YORK, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 1, 2023	Aug 18, 2026	no	MIAMI, FL\|ST. LOUIS, MO\|CORAL GABLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••••• C•••••• A••••••• L••	Aug 18, 2026	Aug 20, 2026	2	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ S•••••• C•••••• A••••••• L••Registered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 1, 2023 to Aug 18, 2026factForm ADV

Dated events

Occurred
Aug 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fe7891c-3720-2953-450e-798c5676e994
First observed: Oct 12, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.