DFX Intelligence

L••••• D••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

L••••• D••• L••••••

Advisor at P••••••• F•••••••• S•••••••• I•••

Bend, OR

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Search this name across graphsid dfx:ria:1fe973c0-ae9d-8272-2461-3e0dcf7dd544

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Apr 13, 2021	n/a	yes	Bend, OR	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 2, 2020	Apr 22, 2021	no	BEND, OR\|BEND, OR\|BEND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••••••• F•••••••• S•••••••• I•••	Apr 22, 2021	Apr 13, 2021	-9	Firm change	Ibd to RIA
E• R•••• I••••••••• L••	L•• F•••••••• L••	Nov 6, 2020	Oct 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:10740:OR:2021-04-22	Apr 22, 2021	Apr 13, 2021	BEND, OR	Firm change

Relationships

Registered with (3)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Apr 13, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 2, 2020 to Apr 22, 2021factForm ADV
→ E• R•••• I••••••••• L••Registered adviserregistration: previous registration
Jul 9, 2008 to Nov 6, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1fe973c0-ae9d-8272-2461-3e0dcf7dd544
First observed: Jul 9, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.