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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JAY ALAN WEINBERG

Advisor at LPL FINANCIAL LLC

MOUNT LAUREL, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 22, 1987
First registration: Jun 13, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1652241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 21, 2022	n/a	yes	MOUNT LAUREL, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Feb 7, 2008	Jan 26, 2022	no	PHILADELPHIA, PA\|PHILADELPHIA, PA\|WAYNE, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|WAYNE, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 1, 2004	Jan 23, 2008	no	PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 13, 2003	Jan 1, 2004	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Jan 26, 2022	Jan 21, 2022	-5	Firm change	Wirehouse to ibd
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Jan 23, 2008	Feb 7, 2008	15	Firm change	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	PNC WEALTH MANAGEMENT	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 21, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 7, 2008 to Jan 26, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2004 to Jan 23, 2008factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jun 13, 2003 to Jan 1, 2004factForm ADV

Dated events

Occurred
Jan 26, 2022
Advisor changed firm
Jay Alan Weinberg left Wells Fargo Advisors for Lpl Financial Llc (registered 2022-01-21)
Form ADVobserved 4 days ago