DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
NORTHBOROUGH, MA | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 9, 2024 | n/a | yes | PLYMOUTH, MN|NORTHBOROUGH, MA | Current employment |
| PEAK FINANCIAL SERVICES, INC. | Former SEC adviser | Feb 2, 2016 | Oct 17, 2024 | no | NORTHBOROUGH, MA | Previous registration |
| PEAK FINANCIAL SERVICES, INC. | n/a | Mar 7, 2005 | Oct 18, 2010 | no | NORTHBORO, MA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 4, 2001 | Apr 29, 2016 | no | NORTHBORO, MA|NORTHBORO, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PEAK FINANCIAL SERVICES, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Oct 17, 2024 | Jul 9, 2024 | -100 | Firm change after gap | RIA to ibd |
| COMMONWEALTH FINANCIAL NETWORK | PEAK FINANCIAL SERVICES, INC. | Apr 29, 2016 | Mar 7, 2005 | -4,071 | Firm change after gap | Other |
| PEAK FINANCIAL SERVICES, INC. | PEAK FINANCIAL SERVICES, INC. | Oct 18, 2010 | Feb 2, 2016 | 1,933 | Firm change after gap | Other |