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D••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

D••• S•••••••

Advisor at ••••••••

BOSTON, MA | BAYONNE, NJ | Clayton, MO | NASHVILLE, TN

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Search this name across graphsid dfx:ria:1ff00279-6f37-cd87-e59a-b95789f63d67

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
••••••••	Independent wealth	Sep 6, 2024	n/a	yes	BOSTON, MA\|NASHVILLE, TN\|BAYONNE, NJ\|Clayton, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 14, 2017	Sep 11, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	••••••••	Sep 11, 2024	Sep 6, 2024	-5	Firm change	Wirehouse to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:3767:NY:2024-09-04	Sep 11, 2024	Sep 6, 2024	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ ••••••••Registered adviserregistration: current employment
Sep 6, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 14, 2017 to Sep 11, 2024factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
D••• S••••••• left W•••• F•••• A••••••• for &Partners (registered 2024-09-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ff00279-6f37-cd87-e59a-b95789f63d67
First observed: Feb 14, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.