DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

KARL JAMES ZIROLLI

Advisor at SUMMIT PLANNING GROUP, LLC

GLASTONBURY, CT | Glastonbury, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ff4f592-1750-17b9-9d5f-348836ebded3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 23, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUMMIT PLANNING GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 17, 1987
First registration: Jul 23, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1228273

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUMMIT PLANNING GROUP, LLC	State registered	Jun 5, 2026	n/a	yes	Glastonbury, CT\|Glastonbury, CT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 12, 2024	n/a	yes	GLASTONBURY, CT	Current employment
OSAIC FS, INC.	Former SEC adviser	Jan 11, 2017	Jun 17, 2024	no	GLASTONBURY, CT\|EAST HARTFORD, CT	Previous registration
SUMMIT WEALTH MANAGEMENT, LLC	n/a	May 3, 2006	Sep 6, 2011	no	EAST HARTFORD, CT	Previous registration
SUMMIT ASSET MANAGEMENT, LLC	n/a	Oct 14, 1999	Aug 24, 2024	no	Glastonbury, CT\|EAST HARTFORD, CT\|Glastonbury, CT	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Aug 8, 1997	Apr 28, 2006	no	EAST HARTFORD, CT	Previous registration
SUMMIT PLANNING GROUP, LLC	State registered	Jul 23, 1997	Dec 31, 2024	no	BRANFORD, CT\|Glastonbury, CT\|BRANFORD, CT\|Glastonbury, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT PLANNING GROUP, LLC	INDEPENDENT ADVISERS GROUP CORP	Dec 31, 2024	Aug 8, 1997	-10,007	Firm change after gap	Other
SUMMIT ASSET MANAGEMENT, LLC	SUMMIT WEALTH MANAGEMENT, LLC	Aug 24, 2024	May 3, 2006	-6,688	Firm change after gap	Other
OSAIC FS, INC.	LPL FINANCIAL LLC	Jun 17, 2024	Jun 12, 2024	-5	Firm change	Ibd to ibd
SUMMIT WEALTH MANAGEMENT, LLC	OSAIC FS, INC.	Sep 6, 2011	Jan 11, 2017	1,954	Firm change after gap	Other
INDEPENDENT ADVISERS GROUP CORP	SUMMIT ASSET MANAGEMENT, LLC	Apr 28, 2006	Oct 14, 1999	-2,388	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
126563:106684:CT:2024-12-31	Dec 31, 2024	Aug 8, 1997	GLASTONBURY, CT	Firm change after gap
3870:6413:CT:2024-06-04	Jun 17, 2024	Jun 12, 2024	EAST HARTFORD, CT	Firm change

Relationships

Registered with (6)

→ SUMMIT PLANNING GROUP, LLCRegistered adviserregistration: previous registration
Jul 23, 1997 to Dec 31, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 12, 2024 to presentfactForm ADV
→ SUMMIT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 14, 1999 to Aug 24, 2024factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Jan 11, 2017 to Jun 17, 2024factForm ADV
→ SUMMIT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 3, 2006 to Sep 6, 2011factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Aug 8, 1997 to Apr 28, 2006factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Karl James Zirolli left Summit Planning Group, Llc for Independent Advisers Group Corp (registered 1997-08-08)
Form ADVobserved 5 days ago
Occurred
Aug 24, 2024
Advisor changed firm
Karl James Zirolli left Summit Asset Management, Llc for Summit Wealth Management, Llc (registered 2006-05-03)
Form ADVobserved 5 days ago
Occurred
Jun 17, 2024
Advisor changed firm
Karl James Zirolli left Osaic Fs, Inc. for Lpl Financial Llc (registered 2024-06-12)
Form ADVobserved 5 days ago