DFX Intelligence

T••••• I••••••••• A••••••• C•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

T••••• I••••••••• A••••••• C•••

CRD 110449

TOLEDO, OH

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Data as of Jan 12, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2011 to Jan 12, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $45.2M••• Locked
Discretionary RAUM: $45.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 558
SEC number

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T•••••• B•••••••• C•••	VICE PRESIDENT	A	yes	01/2010	Dec 14, 2011	Jan 12, 2012
T•••••• D•••• D••••	VICE PRESIDENT	A	yes	01/2009	Dec 14, 2011	Jan 12, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••• F•••••••• S••••••• C••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 12, 2012	$45.2M	$45.2M	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$45.2M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (2)

← T•••••• D•••• D••••OwnerVICE PRESIDENT, ownership code A, individual
Dec 14, 2011 to presentfactForm ADV
← T•••••• B•••••••• C•••OwnerVICE PRESIDENT, ownership code A, individual
Dec 14, 2011 to presentfactForm ADV

Registered with (1)

← B••••••• C••• T•••••Advisorregistration: previous registration
Sep 3, 2010 to May 17, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 14, 2011
Last observed: Jan 12, 2012 178 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.