DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at Q3 ADVISORS, LLC
West Allies , WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Q3 ADVISORS, LLC | No RAUM reported | Jun 16, 2026 | n/a | yes | West Allies , WI | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Jun 3, 2026 | no | BROOKFIELD, WI|WEST ALLIS, WI|BROOKFIELD, WI|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Aug 7, 2024 | Mar 31, 2025 | no | BROOKFIELD, WI | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | May 16, 2018 | Mar 11, 2024 | no | West Allis, WI|GREENWOOD VILLAGE, CO | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 16, 2018 | Mar 1, 2018 | no | BROOKFIELD, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | Q3 ADVISORS, LLC | Jun 3, 2026 | Jun 16, 2026 | 13 | Firm change | Other |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| EMPOWER ADVISORY GROUP, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Mar 11, 2024 | Aug 7, 2024 | 149 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | EMPOWER ADVISORY GROUP, LLC | Mar 1, 2018 | May 16, 2018 | 76 | Firm change | Other |