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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

PHILIP RICHARD ZANONE

Advisor at B. RILEY WEALTH ADVISORS, INC.

Memphis, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:201285a1-a454-08f0-0bbd-6dae542f1df1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jun 18, 1991 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Philip Richard Zanone

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B. RILEY WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Jun 18, 1991
Dual registered: yes, broker-dealer
IAPD individual key: 2135221

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B. RILEY WEALTH PRIVATE SHARES	Asset manager	Apr 10, 2023	n/a	yes	Memphis, TN	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jul 27, 2022	n/a	yes	Memphis, TN	Current employment

Relationships

Registered with (2)

→ B. RILEY WEALTH PRIVATE SHARESRegistered adviserregistration: current employment
Apr 10, 2023 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jul 27, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:201285a1-a454-08f0-0bbd-6dae542f1df1
First observed: Jun 18, 1991
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PHILIP RICHARD ZANONE

Advisor at B. RILEY WEALTH ADVISORS, INC.

Memphis, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:201285a1-a454-08f0-0bbd-6dae542f1df1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

B. RILEY WEALTH PRIVATE SHARES

Asset manager

Apr 10, 2023

n/a

yes

Memphis, TN

Current employment

B. RILEY WEALTH ADVISORS, INC.

Bd affiliated wealth

Jul 27, 2022

n/a

yes

Memphis, TN

Current employment