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B••• E••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

B••• E••••• D•••

Advisor at M••••• S••••••

Chicago, IL

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Search this name across graphsid dfx:ria:201f4fd5-4071-53b8-1ba6-5e1aef55081a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Dec 8, 2021	n/a	yes	Chicago, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 3, 2007	Dec 9, 2021	no	CHICAGO, IL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	M••••• S••••••	Dec 9, 2021	Dec 8, 2021	-1	Firm change	Wirehouse to wirehouse
A• G• E•••••• • S•••• I•••	J••• M••••• S••••••••• L••	Aug 8, 2007

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 3, 2007 to Dec 9, 2021factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Nov 11, 2003 to Aug 8, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:201f4fd5-4071-53b8-1ba6-5e1aef55081a
First observed: Nov 11, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.