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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RIVERBANC LLC

CRD 165849

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:201fc9be-701e-c1be-cc56-02e360b94c9e

Data as of Jun 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Oct 19, 2012 to Jun 16, 2016
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Riverbanc LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $380MItem 5.F on the latest filing (2016-06-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $380M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 3
Accounts: 4
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $101Mgross asset value as reported per fund; never fund size
Custody, client assets: $101M
SEC number: 801-77291
CRD: 165849
Filings on the tape: 8
First filed: Oct 19, 2012
Latest filed: Jun 16, 2016
Organised: Limited Liability Company, North Carolina

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RB MULTIFAMILY INVESTORS LLC	Real Estate Fund	$84.5M	Jun 16, 2016	5	Mar 27, 2015	reported	n/a
KIAWAH RIVER VIEW INVESTORS LLC	Real Estate Fund	$16.2M	Jun 16, 2016	3	Mar 30, 2016	reported	n/a
RB DISTRESSED INVESTORS LLC	Real Estate Fund	$610,000	Jun 16, 2016	15	Mar 27, 2014	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOGUE, STEPHEN, LAWRENCE	CHIEF OPERATING OFFICER	Na	yes	07/2011	Oct 19, 2012	Jun 16, 2016
NEW YORK MORTGAGE FUNDING, LLC	Member	E	yes	05/2016	Jun 16, 2016	Jun 16, 2016
NEW YORK MORTGAGE TRUST, INC.	SOLE MEMBER	E	yes	10/2003	Oct 21, 2014	Jun 16, 2016
STILLER, EMILY, ARRINGTON	CHIEF COMPLIANCE OFFICER	Na	yes	09/2013	Mar 27, 2014	Jun 16, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DONLON FAMILY LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$380M	$380M	12	3	n/a	3	$101M
2014	Mar 27, 2015	$364M	$364M	10	3	n/a	2	$83.1M
2013	Mar 27, 2014	$367M	$298M	8	3	n/a	1	$1.7M
2012	Jan 22, 2013	$264M	$198M	5	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$380M	$364M	4.2%	$264M	12.9%	12	10	n/a	n/a

Relationships

Advises (3)

→ KIAWAH RIVER VIEW INVESTORS LLCPrivate fundReal Estate Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ RB MULTIFAMILY INVESTORS LLCPrivate fundReal Estate Fund, IA
Mar 27, 2015 to presentfactForm ADV
→ RB DISTRESSED INVESTORS LLCPrivate fundReal Estate Fund, IA
Mar 27, 2014 to presentfactForm ADV

Controls (4)

← HOGUE, STEPHEN, LAWRENCEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Oct 19, 2012 to presentfactForm ADV
← STILLER, EMILY, ARRINGTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2014 to presentfactForm ADV
← NEW YORK MORTGAGE FUNDING, LLCOwnerMEMBER, ownership code E, domestic entity
Jun 16, 2016 to presentfactForm ADV
← NEW YORK MORTGAGE TRUST, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Oct 21, 2014 to presentfactForm ADV

Dated events

Occurred
Oct 19, 2012
First Form ADV filing
Riverbanc Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:201fc9be-701e-c1be-cc56-02e360b94c9e
First observed: Oct 19, 2012
Last observed: Jun 16, 2016 124 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIVERBANC LLC

CRD 165849

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:201fc9be-701e-c1be-cc56-02e360b94c9e

Data as of Jun 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RB MULTIFAMILY INVESTORS LLC

Real Estate Fund

$84.5M

Jun 16, 2016

Mar 27, 2015

reported

n/a

KIAWAH RIVER VIEW INVESTORS LLC

Real Estate Fund

$16.2M

Jun 16, 2016

Mar 30, 2016

reported

n/a

RB DISTRESSED INVESTORS LLC

Real Estate Fund

$610,000

Jun 16, 2016

Mar 27, 2014

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOGUE, STEPHEN, LAWRENCE

CHIEF OPERATING OFFICER

yes

07/2011

Oct 19, 2012

Jun 16, 2016

NEW YORK MORTGAGE FUNDING, LLC

Member

yes

05/2016

Jun 16, 2016

NEW YORK MORTGAGE TRUST, INC.

SOLE MEMBER

yes

10/2003

Oct 21, 2014

Jun 16, 2016

STILLER, EMILY, ARRINGTON

CHIEF COMPLIANCE OFFICER

yes

09/2013

Mar 27, 2014

Jun 16, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DONLON FAMILY LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$380M

n/a

$101M

2014

Mar 27, 2015

$364M

n/a

$83.1M

2013

Mar 27, 2014

$367M

$298M

n/a

$1.7M

2012

Jan 22, 2013

$264M

$198M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$380M

$364M

4.2%

$264M

12.9%

n/a