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RIA / WealthAdvisor16 years in industry

CORY NICHOLAS SMITH

Advisor at INDY WEALTH SOLUTIONS, LLC

Indianapolis, IN

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Search this name across graphsid dfx:ria:202bb120-dee3-f490-7f29-0d2400d94ed9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDY WEALTH SOLUTIONS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Oct 2, 2009
First registration: Sep 12, 2011
Dual registered: no
IAPD individual key: 5695089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDY WEALTH SOLUTIONS, LLC	State registered	Jan 24, 2019	n/a	yes	Indianapolis, IN	Current employment
INDY WEALTH SOLUTIONS, LLC	State registered	Apr 29, 2016	Dec 31, 2018	no	INDIANAPOLIS, IN	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 5, 2015	Mar 4, 2016	no	Greenwood, IN	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	Jan 14, 2015	no	INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 12, 2011	Dec 31, 2011	no	FISHERS (INDIANAPOLIS), IN\|INDIANAPOLIS, IN\|FISHERS (INDIANAPOLIS), IN\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	INDY WEALTH SOLUTIONS, LLC	Mar 4, 2016	Apr 29, 2016	56	Firm change	Ibd to state RIA
SCHWAB WEALTH ADVISORY, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jan 14, 2015	Jan 5, 2015	-9	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Dec 31, 2011	Jan 3, 2012	3	Bulk transfer	Other

Relationships

Registered with (4)

→ INDY WEALTH SOLUTIONS, LLCRegistered adviserregistration: previous registration
Apr 29, 2016 to Dec 31, 2018factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 5, 2015 to Mar 4, 2016factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Jan 3, 2012 to Jan 14, 2015factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 12, 2011 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.