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Advisor at CENTAURUS FINANCIAL, INC.
ANAHEIM, CA | DOWNEY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NESTYIELD ETFS | Asset manager | Oct 22, 2024 | n/a | yes | DOWNEY, CA | Current employment |
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Feb 14, 2011 | n/a | yes | DOWNEY, CA|ANAHEIM, CA | Current employment |
| Spc | Bd affiliated wealth | Mar 15, 2007 | Feb 14, 2011 | no | DOWNEY, CA | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Dec 22, 1997 | Jul 31, 2006 | no | DOWNEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | CENTAURUS FINANCIAL, INC. | Feb 14, 2011 | Feb 14, 2011 | 0 | Firm change | Other |
| TOWER SQUARE SECURITIES, INC. | Spc | Jul 31, 2006 | Mar 15, 2007 | 227 | Firm change | Other |