DFX Intelligence

E••••• P••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst38 years in industry

E••••• P••• M••••

Advisor at P•••••• W••••• A•••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:203d8aa4-9a47-b992-4512-f025286d07cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 6, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• A•••••••• L••	Independent wealth	Jan 14, 2022	n/a	yes	NEW YORK, NY	Current employment
I••••••• C•••••• A•••• M••••••••• L••	Former SEC adviser	May 13, 2008	Aug 27, 2020	no	PALM BEACH GARDENS, FL\|New York, NY\|Stamford, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• C•••••• A•••• M••••••••• L••	P•••••• W••••• A•••••••• L••	Aug 27, 2020	Jan 14, 2022	505	Firm change after gap	Other

Relationships

Registered with (2)

→ P•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ I••••••• C•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 13, 2008 to Aug 27, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:203d8aa4-9a47-b992-4512-f025286d07cc
First observed: May 13, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.