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Advisor at NWF ADVISORY SERVICES INC
Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Jun 2, 2025 | n/a | yes | Las Vegas, NV | Current employment |
| THE AMERIFLEX GROUP | Bd affiliated wealth | Jan 26, 2024 | Jul 2, 2025 | no | Las Vegas, NV | Previous registration |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Jan 22, 2016 | Jan 24, 2024 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 25, 2015 | Jan 5, 2016 | no | MINNEAPOLIS, MN|RENO, NV | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Jan 13, 2015 | no | MINNEAPOLIS, MN|RENO, NV|CHARLOTTE, NC|LAS VEGAS, NV | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Apr 5, 2010 | Jan 3, 2011 | no | RENO, NV | Previous registration |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | Aug 31, 2005 | Nov 20, 2007 | no | LAS VEGAS, NV | Previous registration |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | Aug 31, 2004 | Dec 7, 2004 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | NWF ADVISORY SERVICES INC | Jul 2, 2025 | Jun 2, 2025 | -30 | Bulk transfer | Ibd to RIA |
| CROWN CAPITAL SECURITIES, L.P. | THE AMERIFLEX GROUP | Jan 24, 2024 | Jan 26, 2024 | 2 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | CROWN CAPITAL SECURITIES, L.P. | Jan 5, 2016 | Jan 22, 2016 | 17 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| ZIONS CAPITAL ADVISORS, INC. | WELLS FARGO INVESTMENTS, LLC | Nov 20, 2007 | Apr 5, 2010 | 867 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6312:305585:NV:2024-01-24 | Jan 24, 2024 | Jan 26, 2024 | LAS VEGAS, NV | Firm change |