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S•••••••• C•••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•••••••• C•••••• P•••••••• L•

CRD 331288

NEW YORK, NY

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Search this name across graphsid dfx:ria:204f9367-5deb-9977-6a76-f47986ffbb7c

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 5
Observed: Aug 2, 2024 to May 6, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••••••• C•••••• P•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

S•••••••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

S•••••••• C•••••• P•••••••• L•

Private equity manager · shared crd

Private Equityidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $400MItem 5.F on the latest filing (2026-05-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $400M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• C•••••• P••••••• F••• I••••• L•••	Private Equity Fund	$103M	Aug 30, 2024	2	Aug 2, 2024	reported	021-509171
S•••••••• C•••••• P••••••• F••• I••• L•••	Private Equity Fund	$64.2M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••••• C•••••• P••••••• H•••••••• L••	GENERAL PARTNER	Na	yes	11/2021	Aug 2, 2024	Aug 30, 2024
T•••••• J••••••• R•••	MANAGING MEMBER	E	yes	11/2021	Aug 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• C•••••• P•••••••• L••	n/a	Asset manager	$237M	N	yes	n/a
S•••••••• C•••••• P••••••• F••• I•• G•• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$400M	$216M	85.1%	n/a	n/a	15	13	0	0

Relationships

Affiliated with (1)

→ S•••••••• C•••••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (4)

→ S•••••••• C•••••• P••••••• F••• I••••• L•••Private fundPrivate Equity Fund, IA
Aug 2, 2024 to presentfactForm ADV
→ S•••••••• C•••••• P••••••• F••• I••••• L•••Private fundPrivate Equity Fund, IA
Aug 2, 2024 to presentfactForm ADV
→

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
S•••••••• C•••••• P•••••••• L• reported RAUM $400.4M, up 85% from $216.3M (2025-07-11 to 2026-03-31)
Form ADVobserved 6 days ago
$184M
Occurred
Aug 2, 2024
First Form ADV filing
S•••••••• C•••••• P•••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:204f9367-5deb-9977-6a76-f47986ffbb7c
First observed: Aug 2, 2024
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.