DFX Intelligence

R•••••• M••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

R•••••• M••••• R•••

Advisor at V••••••• C•••••• A•••••••• L••

HUNT VALLEY, MD | Naples, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• C•••••• A•••••••• L••	Independent wealth	Jun 26, 2017	n/a	yes	HUNT VALLEY, MD\|Naples, FL	Current employment
H•••••••• A•••••••• L••	Bd affiliated wealth	Oct 27, 2015	Jun 30, 2017	no	HUNT VALLEY, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••••• L••	V••••••• C•••••• A•••••••• L••	Jun 30, 2017	Jun 26, 2017	-4	Firm change	Other
E•••••• A••••••• R••••••• S••••••• L••	H•••••••• A•••••••• L••	Dec 31, 2008	Oct 27, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
145323:288512:MD:2017-06-30	Jun 30, 2017	Jun 26, 2017	HUNT VALLEY, MD	Firm change

Relationships

Registered with (4)

→ V••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jun 26, 2017 to presentfactForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2015 to Jun 30, 2017factForm ADV
→ E•••••• A••••••• R••••••• S••••••• L••Registered adviserregistration: previous registration
Apr 17, 2006 to Dec 31, 2008factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 1, 2001
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.