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CRD 288512
HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MATTHEW SANDERSON MOORE | n/a | HUNT VALLEY, MD | 9 | 35 | 2 | no |
| RICHARD MANUEL ROSA | n/a | HUNT VALLEY, MD | Naples, FL | 9 | 32 | 3 | no |
| BRIAN MATTHEW SABO | Certified Financial Planner | HUNT VALLEY, MD | 9 | 28 | 2 | no |
| JOHN DAVID MORGAN | n/a | Bluffton, SC | HUNT VALLEY, MD | 9 | 31 | 2 | no |
| BRIAN JOHN GRUMBACH | Certified Financial Planner | HUNT VALLEY, MD | 9 | 23 | 2 | no |
| LEO JOSEPH KELLY | n/a | Naples, FL | HUNT VALLEY, MD | 9 | 27 | 2 | no |
| JASON MICHAEL EDELSON | n/a | HUNT VALLEY, MD | 9 | 26 | 2 | no |
| CHARLES STEPHEN HOLT | n/a | HUNT VALLEY, MD | Alexandria, VA | 9 | 37 | 2 | no |
| MEGAN MARIE FOARD | n/a | HUNT VALLEY, MD | 8 | 21 | 1 | no |
| KEVIN MICHAEL CUFF | n/a | HUNT VALLEY, MD | 7 | 27 | 2 | no |
| MEG Patricia SHEIL-PUOPOLO | n/a | HUNT VALLEY, MD | 7 | 25 | 2 | no |
| Noel Michael LaMontagne | n/a | FT. LAUDERDALE, FL | HUNT VALLEY, MD | 7 | 11 | n/a | no |
| STEPHEN LLOYD THACKER | n/a | HUNT VALLEY, MD | 6 | 34 | 2 | no |
| MATTHEW A ANDRULOT | Certified Financial Planner | HUNT VALLEY, MD | 6 | 25 | 3 | no |
| ROBERT JOHN SCHMITT | n/a | HUNT VALLEY, MD | 5 | 28 | 5 | no |
| Lucas Roland Belanger | n/a | HUNT VALLEY, MD | 4 | 13 | n/a | no |
| EDWARD WARING KARPPI | Chartered Financial Analyst | Alexandria, VA | HUNT VALLEY, MD | Esmont, VA | 4 | 12 | 2 | no |
| KELLY ROBERT WRIGHT | Certified Financial Planner | HUNT VALLEY, MD | 4 | 37 | 3 | no |
| MARK EDWARD AMBERG | Certified Financial Planner | Alexandria, VA | HUNT VALLEY, MD | 3 | 32 | 3 | no |
| MATTHEW DAVID PIETZAK | Certified Financial Planner | HUNT VALLEY, MD | Naples, FL | 3 | 26 | 4 | no |
| Andrew Garrison Wright | n/a | HUNT VALLEY, MD | Naples, FL | 3 | 12 | 1 | no |
| Taylor Lynn O'Hara Guglielmo | n/a | HUNT VALLEY, MD | Alexandria, VA | 2 | 15 | 1 | no |
| AYAZ HASAN | Certified Financial Planner | HUNT VALLEY, MD | 2 | 18 | 5 | no |
| PETER EDWARD MCGRATTY | Chartered Financial Analyst | MORRISTOWN, NJ | HUNT VALLEY, MD | 2 | 32 | n/a | no |
| Elizabeth Richter Psota | n/a | HUNT VALLEY, MD | Naples, FL | 2 | 13 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| KELLY, LEO, JOSEPH | CHIEF EXECUTIVE OFFICER | Na | yes | 04/2017 | May 22, 2026 | May 22, 2026 |
| NEW, THOMAS, JOHN | PRESIDENT OFFICER | Na | yes | 04/2017 | May 22, 2026 | May 22, 2026 |
| VERDENCE LEGACY HOLDINGS, LLC | Owner | C | yes | 04/2026 | May 22, 2026 | May 22, 2026 |
| CUFF, KEVIN, MICHAEL | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | Na | yes | 02/2019 | Mar 18, 2019 | Mar 28, 2024 |
| GRUMBACH, BRIAN, JOHN | Member | Na | yes | 04/2017 | Nov 26, 2018 | Mar 28, 2024 |
| HOLT, CHARLES, STEPHEN | Member | A | yes | 04/2017 | May 27, 2017 | Mar 28, 2024 |
| MOORE, MATTHEW, SANDERSON | Member | A | yes | 04/2017 | May 27, 2017 | Mar 28, 2024 |
| MORGAN, JOHN, DAVID | Member | Na | yes | 04/2017 | May 27, 2017 | Mar 28, 2024 |
| PRKNA, AVERY, ANTHONY | Member | Na | yes | 01/2019 | Mar 30, 2020 | Mar 28, 2024 |
| ROSA, RICHARD, MANUEL | Member | Na | yes | 04/2017 | May 27, 2017 | Mar 28, 2024 |
| SABO, BRIAN, MATTHEW | Member | Na | yes | 04/2017 | May 27, 2017 | Mar 28, 2024 |
| THACKER, STEPHEN, LLOYD | Member | Na | yes | 04/2017 | May 27, 2017 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| INDEPENDENT ACCESS PARTNERS, LLC | n/a | Asset manager | $257M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Alexandria | Va | United States | 3 | no |
| Naples | FL | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $4.6B | $4.4B | 52 | 29 | 6 | n/a | n/a |
| 2024 | Mar 28, 2025 | $3.9B | $3.8B | 49 | 28 | 5 | n/a | n/a |
| 2023 | Mar 28, 2024 | $3.3B | $3.3B | 47 | 25 | 4 | n/a | n/a |
| 2022 | Mar 30, 2023 | $2.7B | $2.7B | 40 | 24 | 3 | n/a | n/a |
| 2021 | Mar 31, 2022 | $2.8B | $2.8B | 38 | 24 | 3 | n/a | n/a |
| 2020 | Mar 30, 2021 | $2.5B | $2.5B | 29 | 18 | 2 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.6B | $1.6B | 29 | 18 | 2 | n/a | n/a |
| 2018 | Mar 18, 2019 | $1.4B | $1.4B | 21 | 16 | 1 | n/a | n/a |
| 2017 | Mar 27, 2018 | $1.5B | $1.5B | 21 | 16 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 7 | 7 | 0 | 17.9% | 3 | 0 | 0 | 15 | 11 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $4.6B | $3.9B | 18.3% | $2.7B | 19.1% | 52 | 49 | 6 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VANTAGE PRIVATE WEALTH, LLC | 2 | Aug 15, 2023 | Aug 8, 2023 | NAPLES, FL | Team lift out | Other | 100.0% |
| HIGHTOWER ADVISORS, LLC | 9 | Jun 30, 2017 | Mar 1, 2019 | HUNT VALLEY, MD | Team lift out | Other | 4.7% |
| HIGHTOWER ADVISORS, LLC | 2 | Jun 30, 2017 | Aug 27, 2020 | RESTON, VA | Team lift out | Other | 1.1% |