DFX Intelligence

C••••••••• R••••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C••••••••• R••••••••• S•••••••• L••

CRD 327798

BRYN MAWR, PA

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Search this name across graphsid dfx:ria:20525053-6a6f-d676-3cd4-68e5a863adf1

Data as of Dec 11, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2023 to Dec 11, 2023
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• I••••••••• T••••	Other Private Fund	$0	Dec 11, 2023	0	Nov 7, 2023	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• W••••••• J•••••	MANAGING PARTNER	E	yes	02/2023	Nov 7, 2023	Dec 11, 2023
M•••••• T•••••• K••••••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Nov 7, 2023	Dec 11, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••• C•••••• M••••••••• C••••••• L••	n/a	Other adviser	$1.9B	N	yes	n/a
S••••••• R••• A•••• M••••••••• L••	n/a	Former SEC adviser	$455M	N	yes	n/a

Relationships

Affiliated with (3)

→ P••• C•••••• M••••••••• C••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ G••••••• I••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ S••••••• R••• A•••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ C•• I••••••••• T••••

Dated events

Occurred
Nov 7, 2023
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20525053-6a6f-d676-3cd4-68e5a863adf1
First observed: Nov 7, 2023
Last observed: Dec 11, 2023 33 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.