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Advisor at LPL FINANCIAL LLC
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2021 | n/a | yes | BIRMINGHAM, AL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Apr 6, 2018 | Aug 31, 2021 | no | MOUNTAIN BRK, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Aug 31, 2021 | Sep 8, 2021 | 8 | Firm change | Ibd to ibd |