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Advisor at OSAIC WEALTH, INC.
RIVER EDGE, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | RIVER EDGE, NJ | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | RIVER EDGE, NJ | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jun 14, 2016 | Mar 1, 2019 | no | RIVER EDGE, NJ|MINNEAPOLIS, MN | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jul 3, 2014 | Jul 8, 2016 | no | RIVER EDGE, NJ | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Nov 9, 2011 | Jul 21, 2014 | no | PARAMUS, NJ | Previous registration |
| H. BECK, INC. | Former SEC adviser | Nov 22, 2005 | Nov 30, 2011 | no | ROCKVILLE, MD|RIVER EDGE, NJ | Previous registration |
| Dunham | Independent wealth | Jan 7, 2003 | Aug 26, 2005 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | QUESTAR ASSET MANAGEMENT, INC. | Jul 8, 2016 | Jun 14, 2016 | -24 | Firm change | Other |
| OSAIC FA, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 21, 2014 | Jul 3, 2014 | -18 | Firm change | Other |
| H. BECK, INC. | OSAIC FA, INC. | Nov 30, 2011 | Nov 9, 2011 | -21 | Firm change | Other |
| Dunham | H. BECK, INC. | Aug 26, 2005 | Nov 22, 2005 | 88 | Firm change | Other |