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Advisor at HORACE MANN INVESTORS, INC.
Sauk City, WI | SPRINGFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORACE MANN INVESTORS, INC. | No RAUM reported | Jul 10, 2023 | n/a | yes | SPRINGFIELD, IL|Sauk City, WI | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 23, 2020 | Feb 7, 2023 | no | Madison, WI | Previous registration |
| W&S BROKERAGE SERVICES, INC. | Bd affiliated wealth | Jun 4, 2020 | Nov 10, 2020 | no | CINCINNATI, OH|Wauwatosa, WI | Previous registration |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Feb 8, 2018 | Sep 19, 2019 | no | MADISON, WI | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Sep 29, 2017 | no | MADISON, WI | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 3, 2016 | Mar 25, 2017 | no | MIDDLETON, WI | Previous registration |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | Former SEC adviser | Feb 15, 2016 | Sep 23, 2016 | no | West Des Moines, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | HORACE MANN INVESTORS, INC. | Feb 7, 2023 | Jul 10, 2023 | 153 | Firm change | Other |
| W&S BROKERAGE SERVICES, INC. | MML INVESTORS SERVICES, LLC | Nov 10, 2020 | Nov 23, 2020 | 13 | Firm change | Ibd to ibd |
| PARK AVENUE SECURITIES LLC | W&S BROKERAGE SERVICES, INC. | Sep 19, 2019 | Jun 4, 2020 | 259 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | PARK AVENUE SECURITIES LLC | Sep 29, 2017 | Feb 8, 2018 | 132 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| FBL INVESTMENT MANAGEMENT SERVICES, INC. | MSI FINANCIAL SERVICES, INC. | Sep 23, 2016 | Oct 3, 2016 | 10 | Firm change | Other |