DFX Intelligence

T•••••• R•• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

T•••••• R•• M•••••

Advisor at O•••••••

BEACHWOOD, OH | Cleveland, OH

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Search this name across graphsid dfx:ria:206f73b3-cc16-f003-ebde-6e735aa371b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••	Independent wealth	Sep 15, 2025	n/a	yes	BEACHWOOD, OH\|Cleveland, OH	Current employment
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 28, 2024	Oct 9, 2025	no	CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• I••••••••• A•••••••• L••	O•••••••	Oct 9, 2025	Sep 15, 2025	-24	Firm change	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• I••••••••• A•••••••• L••	Jun 28, 2024	Jun 28, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
208512:283087:OH:2025-10-09	Oct 9, 2025	Sep 15, 2025	CLEVELAND, OH	Firm change
10409:149018:OH:2021-02-03	Feb 3, 2021	Feb 8, 2021	CLEVELAND, OH	Firm change

Relationships

Registered with (5)

→ O•••••••Registered adviserregistration: current employment
Sep 15, 2025 to presentfactForm ADV
→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 28, 2024 to Oct 9, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 8, 2021 to Jun 28, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Oct 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:206f73b3-cc16-f003-ebde-6e735aa371b2
First observed: Mar 21, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.