DFX Intelligence

N••••••• C•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

N••••••• C•••••• S•••••••

Advisor at R••••••• W••••• M•••••••••

NEW YORK, NY | Lafayette, LA

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Search this name across graphsid dfx:ria:2071f648-dfbb-f1f6-ffb1-6c58b867a809

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 2, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M•••••••••	Independent wealth	Jun 20, 2019	n/a	yes	NEW YORK, NY\|Lafayette, LA	Current employment
E••••• J••••	National bd RIA	May 2, 2016	Jun 20, 2019	no	LAFAYETTE, LA\|LAFAYETTE, LA\|LAFAYETTE, LA\|ST LOUIS, MO\|LAFAYETTE, LA\|NEW IBERIA, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	R••••••• W••••• M•••••••••	Jun 20, 2019	Jun 20, 2019	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ R••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 20, 2019 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 2, 2016 to Jun 20, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2071f648-dfbb-f1f6-ffb1-6c58b867a809
First observed: May 2, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.