DFX Intelligence

C••••••••• D•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

C••••••••• D•••• R•••

Advisor at E••••• F•••••••• P••••••• L••

MADISON, WI

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Search this name across graphsid dfx:ria:20760e7e-de6b-b47c-724e-00c4cbdf426f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 9, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• F•••••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• F•••••••• P••••••• L••	Independent wealth	Mar 1, 2004	n/a	yes	MADISON, WI	Current employment
F•••••••• P••••••• S•••••••• I••	n/a	Sep 9, 1993	Jul 2, 2003	no	MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P••••••• S•••••••• I••	E••••• F•••••••• P••••••• L••	Jul 2, 2003	Mar 1, 2004	243	Firm change	Other

Relationships

Registered with (2)

→ E••••• F•••••••• P••••••• L••Registered adviserregistration: current employment
Mar 1, 2004 to presentfactForm ADV
→ F•••••••• P••••••• S•••••••• I••Registered adviserregistration: previous registration
Sep 9, 1993 to Jul 2, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20760e7e-de6b-b47c-724e-00c4cbdf426f
First observed: Sep 9, 1993
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.