DFX Intelligence
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Reading the graph
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Advisor at A•• F••••••••• L••
BALA CYNWYD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• F••••••••• L•• | No RAUM reported | Apr 15, 2024 | n/a | yes | BALA CYNWYD, PA | Current employment |
| C••••• A••••••• L•• | Former SEC adviser | Apr 1, 2010 | Nov 12, 2010 | no | BEDFORD, TX|BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• A••••••• L•• | A•• F••••••••• L•• | Nov 12, 2010 | Apr 15, 2024 | 4,903 | Firm change after gap | Other |
| L•• F•••••••• L•• | C••••• A••••••• L•• | Jul 21, 2009 | Apr 1, 2010 |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 7, 2006 | Jul 21, 2009 | no | COPPELL, TX | Previous registration |
| 254 |
| Firm change |
| Other |