DFX Intelligence
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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Fort Wayne, IN | LINCROFT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jul 1, 2015 | n/a | yes | Fort Wayne, IN|LINCROFT, NJ | Current employment |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Nov 3, 2010 | Jul 9, 2015 | no | FORT WAYNE, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• P••••••• | W•••• I••••••••• A•••••••• L•• | Jul 9, 2015 | Jul 1, 2015 | -8 | Firm change | Other |
| N•• A•••••••• I••• | I••••••••• F•••••••• P••••••• | Dec 1, 2010 | Nov 3, 2010 |
| N•• A•••••••• I••• | n/a | Dec 9, 2008 | Dec 1, 2010 | no | FORT WAYNE, IN | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Oct 15, 2001 | Dec 8, 2008 | no | FORT WAYNE, IN|FORT WAYNE, IN | Previous registration |
| -28 |
| Bulk transfer |
| Other |
| N•• E•••••• S••••••••• C••••••••• | N•• A•••••••• I••• | Dec 8, 2008 | Dec 9, 2008 | 1 | Firm change | Other |